-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HSu0YBZ7HjrvzFabehZSxI1dkS3zd23k/+E6wxfkCX/JgGIB2c4dsZeIAfFaeuZi p/zxTAn8q/cqYSwuIencKQ== 0001193125-06-029977.txt : 20060214 0001193125-06-029977.hdr.sgml : 20060214 20060214063232 ACCESSION NUMBER: 0001193125-06-029977 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: DAVID M. MAUNEY, M.D. GROUP MEMBERS: JAY WATKINS GROUP MEMBERS: RICHARD M. FERRARI FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOTZLER FREDERICK J CENTRAL INDEX KEY: 0001306444 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 650-329-1999 MAIL ADDRESS: STREET 1: 1550 EL CAMINO REAL STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOXHOLLOW TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001217688 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943252085 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80438 FILM NUMBER: 06606708 BUSINESS ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 BUSINESS PHONE: 650-421-8400 MAIL ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 FORMER COMPANY: FORMER CONFORMED NAME: FOX HOLLOW TECHNOLOGIES INC DATE OF NAME CHANGE: 20030206 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

FoxHollow Technologies, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

 

35166A 10 3


                                (CUSIP Number)                                

 

December 31, 2005


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

SEC 1745 (1-06)


CUSIP No. 35166A 10 3

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            Frederick J. Dotzler

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With:

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                12,694 (1)


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                12,694 (1)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            12,694 (1)

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0.05%

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

(1) Includes 12,694 shares held by the Dotzler Family Trust, of which Mr. Dotzler serves as a co-trustee. Mr. Dotzler disclaims beneficial ownership of the aforementioned shares except to the extent of his pecuniary interest therein.

 

Page 2 of 9 pages


CUSIP No. 35166A 10 3

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            David M. Mauney, M.D.

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With:

 

  5.    Sole Voting Power

 

                93,786


  6.    Shared Voting Power

 

                6,431 (2)


  7.    Sole Dispositive Power

 

                93,786


  8.    Shared Dispositive Power

 

                6,431 (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            100,217 (2)

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0.4%

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

(2) Includes 6,431 shares held by the Trust U/W of Frank Maxton Mauney, Jr., of which Dr. Mauney serves as a co-trustee. Dr. Mauney disclaims beneficial ownership of the aforementioned shares except to the extent of his pecuniary interest therein.

 

Page 3 of 9 pages


CUSIP No. 35166A 10 3

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            Richard M. Ferrari

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With:

 

  5.    Sole Voting Power

 

                13,000


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                13,000


  8.    Shared Dispositive Power

 

                0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            13,000

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0.05%

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 

Page 4 of 9 pages


CUSIP No. 35166A 10 3

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            Jay Watkins

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially by

Owned by

Each

Reporting

Person

With:

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 

Page 5 of 9 pages


Item 1.

 

(a)

   Name of Issuer          
         FoxHollow Technologies, Inc.          
   

(b)

   Address of Issuer’s Principal Executive Offices          
         740 Bay Road, Redwood City, California, 94063          

Item 2.

 

(a)

   Name of Person Filing          
         The reporting persons are Frederick J. Dotzler, David M. Mauney, M.D., Richard M. Ferrari and Jay Watkins, as managing directors of De Novo Management, L.L.C., the sole general partner of De Novo (Q) Ventures, I, L.P. and De Novo Ventures I, L.P. Following a stock distribution to its limited partners, De Novo (Q) Ventures I, L.P. and De Novo Ventures I, L.P. no longer hold shares of the issuer.          
   

(b)

   Address of Principal Business Office or, if none, Residence          
        

c/o De Novo Ventures

1550 El Camino Real, Suite 150

Menlo Park, CA 94025

         
   

(c)

   Citizenship          
         Frederick J. Dotzler    United States of America               
         David M. Mauney, M.D.    United States of America               
         Richard M. Ferrari    United States of America               
         Jay Watkins    United States of America               
   

(d)

   Title of Class of Securities          
         Common Stock, $0.001 par value per share          
   

(e)

   CUSIP Number              
         35166A 10 3          

Item 3.

  If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:     
    Not applicable.     

 

Page 6 of 9 pages


Item 4.

   Ownership          
     (a)    Amount beneficially owned:          
          Frederick J. Dotzler        12,694 (1)          
          David M. Mauney, M.D.        100,217 (2)          
          Richard M. Ferrari        13,000          
          Jay Watkins        0          
     (b)    Percent of class:          
          Frederick J. Dotzler        0.05%          
          David M. Mauney, M.D.        0.4%          
          Richard M. Ferrari        0.05%          
          Jay Watkins        0          
     (c)    Number of shares as to which the person has:          
          (i)    Sole power to vote or to direct the vote:          
               Frederick J. Dotzler        0          
               David M. Mauney, M.D.        93,786          
               Richard M. Ferrari        13,000          
               Jay Watkins        0          
          (ii)    Shared power to vote or to direct the vote:          
               Frederick J. Dotzler        12,694 (1)          
               David M. Mauney, M.D.        6,431 (2)          
               Richard M. Ferrari        0          
               Jay Watkins        0          
          (iii)    Sole power to dispose or to direct the disposition of:          
               Frederick J. Dotzler        0          
               David M. Mauney, M.D.        93,786          
               Richard M. Ferrari        13,000          
               Jay Watkins        0          
          (iv)    Shared power to dispose or to direct the disposition of:          
               Frederick J. Dotzler        12,694 (1)          
               David M. Mauney, M.D.        6,431 (2)          
               Richard M. Ferrari        0          
               Jay Watkins        0          

Item 5.

   Ownership of Five Percent or Less of a Class     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.  x     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person          
     Not applicable.          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     Not applicable.

Item 8.

   Identification and Classification of Members of the Group          
     Not applicable.          

Item 9.

   Notice of Dissolution of Group          
     Not applicable.          

Item 10.

   Certification          
     Not applicable.          

 

Page 7 of 9 pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2006

 

/s/ Frederick J. Dotzler


Frederick J. Dotzler

/s/ David M. Mauney, M.D.


David M. Mauney, M.D.

/s/ Richard M. Ferrari


Richard M. Ferrari

/s/ Jay Watkins


Jay Watkins

 

Page 8 of 9 pages


Exhibit A

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) relating to the Common Stock of FoxHollow Technologies, Inc. and further agree that this Joint Filing Agreement be included as an exhibit to such Schedule 13G. In evidence thereof, the undersigned hereby execute this Agreement as of February 13, 2006.

 

/s/ Frederick J. Dotzler


Frederick J. Dotzler

/s/ David M. Mauney, M.D.


David M. Mauney, M.D.

/s/ Richard M. Ferrari


Richard M. Ferrari

/s/ Jay Watkins


Jay Watkins

 

Page 9 of 9 pages

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